FiveBooks Interviews

Adam Roberts on Science Fiction Classics

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The best sci-fi explores humanity’s anxieties and concerns and is in some sense about the future. But it doesn’t try to predict what’s to come. The literature professor and sci-fi writer recommends five classics of the genre

In a panel discussion of science fiction in London not long ago, you described the genre as "a metaphorical literature, not a mimetic literature". Please explain for our readers…

I’m drawing, I hope, a common sense distinction. Mimesis is the business of reproducing the world “realistically” – I prefer the phrase mimetic fiction to realist fiction, partly because “reality” is exactly part of the problem that SF investigates. SF, along with fantasy more broadly, sets out to extrapolate imaginatively from the world. The world of a science fiction novel will be recognisably our world in some respects, but it will contain new things – technologies, social relationships, possibilities – that aren’t in our world. At the London event I was channeling Samuel Delany, a great writer of SF, who says that sci-fi is a metaphorical literature because it aims to represent the world without reproducing it. That’s right, I think. But I also think that the metaphor has a centrality to the imaginative practice of good SF – the metaphor actualised as Frankenstein’s monster, or a time machine, or a genderless society.

The difference between a simile and a metaphor is that in the former the comparison is based on a likeness, and in the latter on a more potent unlikeness. To say “Achilles is like a lion” is to concentrate on the ways – his fearlessness, strength and ferocity – Achilles is like a lion. To say “Achilles is a lion” is to do that and also to invoke this strange animal-man hybrid. The film The Matrix is saying that working in a dull office job is like being trapped inside a computer generated virtual reality. But by actualising that metaphor, by literalising it, the film creates all manner of weird, potent oddities and effects. Mimetic art can’t do this, because it is tied to the way things actually are.

In the same vein, what can we learn about ourselves and our world through fantastic imaginations that we cannot in more strictly realistic fiction? Any good examples?

It is possible to learn about, for example, the way racism works in society by reading historical accounts of race relations. But the innumerable SF works that address the matter by transferring race onto aliens float free of all the baggage we already carry with respect to that question. They can make the issues new again. The really big social questions of the 20th century were – if you’ll excuse the massive generalisation – problems of encountering otherness: Race, gender, sexual orientation. So a literature that is as sophisticated and nuanced with regard to the representation of “the alien” as science fiction is well placed to articulate questions of otherness.

Take same-sex desire. Mimetic novels like Angus Wilson’s Hemlock and After in 1952 or EM Forster’s posthumously published Maurice in 1971, although both are very well written, seem dated and stale now, because they’re both constrained by the social and cultural particulars out of which they were written. On the other hand a novel like Ursula Le Guin’s The Left Hand of Darkness – which in many ways addresses the same questions – remains eloquent and moving because its science fiction conceit enables it to float free of all that.

How have you gone about selecting just five titles to represent sci-fi?

Selecting only five titles from the entire backlist of SF is, as the contemporary phrase goes, a big ask. I’ve been reading this stuff all my life. I read a lot, all the time, and I’ve still barely scratched the surface of the vast active living intelligence system we call the entirety of science fiction. I could have chosen 100 titles, or I could have made 100 different versions of this five-book list. But accepting the limitations, I have decided to choose five classics across the range of the mode, from its beginnings to the present. I could have chosen five different SF masterpieces that dealt with space – with cosmic immensities and subatomic wonders – but instead I have chosen five books that deal with time.

Let’s begin with Mary Shelley’s Frankenstein, published in 1818.

Frankenstein is called by some (but not by me) the first science fiction novel. In it, that futurity is materialised as Frankenstein’s monster, a weird symbolisation of “the child” filtered through the imaginarium of horror and terror. Shelley had miscarried her first pregnancy a year before writing the novel – the year after it was published, both her babies died of malaria – and her novel understands the relationship between creativity and morbidity, between birth and death.

I’m sure I don’t need to summarise the story for you [spoiler alert!]. A scientist called Victor Frankenstein constructs and animates an eight-foot-tall artificial man, but obscurely horrified by what he has done, abandons his creation and temporarily loses his memory. The creature – never named – comes into the world a mental tabula rasa to be written upon by experience – as it transpires, mostly the experience of others’ hostility towards its hideous appearance. It learns not only to speak but, improbably enough, to read and write by eavesdropping unnoticed on a peasant family. Thereafter it becomes murderous, a consequence not only of others’ hostility but also of reading Milton’s Paradise Lost and identifying with the outcast Satan. Lonely, it seeks out its maker demanding that he create a monstrous bride. Frankenstein agrees and builds a second, female creature, but belatedly alarmed at the implication of his two creations breeding and populating the world with monsters, he tears it to pieces. In revenge the monster kills Frankenstein’s own wife. Frankenstein pursues his creation to the arctic wastes, where he dies. The novel ends with the creature still alive, but promising to kill itself.

Summarised so baldly, this perhaps seems a little clumsily plotted – Shelley was 19 when she wrote it – and the novel does sometimes lapse into a rather melodramatic crudeness. But it also possesses remarkable imaginative power, not least in the embodiment, in both heart-wracked scientist and sublime monster, of two enduringly iconic archetypes of the genre.

Do we trace the beginnings of sci-fi back to Frankenstein, or earlier still?

Brian Aldiss has famously argued that science fiction starts with Mary Shelley’s novel, and many people have agreed with him. For Aldiss, writing in Billion Year Spree, Frankenstein encapsulates “the modern theme, touching not only on science but man’s dual nature, whose inherited ape curiosity has brought him both success and misery”. Indeed, in 1974 Aldiss wrote his own oblique fictional treatment of the same story, Frankenstein Unbound, in which a modern man, propelled by “timeslips” back to the Romantic era, meets not only Mary Shelley but Frankenstein and his monster too – the latter proving an eloquent commentator on man’s capacity for dialectically interconnected creation and destruction. As a description of the novel and an implicit characterisation of SF as a whole, this has persuaded many.

I once wrote a History of Science Fiction in which I argued that SF begins much earlier than Frankenstein. I’m not alone in thinking so. Some people suggest that it goes all the way back to Homer’s fantastical voyage or the Epic of Gilgamesh. Fantasy in the broadest sense is of great antiquity in human culture, I agree. But there seems some point to me in separating out science fiction from the broader category of fantasy, and I’d say we can’t really do that until we have “science” as a meaningful category. For me that means the Renaissance.

I argue that the first proper SF story is a book by Johannes Kepler, the German astronomer, called Somnium – written in 1600, though not published until the 1630s – in which he imagines what actual lunar life forms might look like. There are a great many voyages to planets in the 17th and 18th centuries. But that said, I’d agree that Frankenstein occupies a special place in the genre. Though a little clumsily put together, it is astonishingly powerful and dream-haunting. One reason for that is the way it realises, in dramatic form, the terror of generation – of what inherits us, what comes after.

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About Adam Roberts

Adam Roberts is a professor of English literature and science fiction novelist. He teaches English literature and creative writing at Royal Holloway, University of London, and has a PhD from Cambridge University on Robert Browning and the Classics. He is the author of a History of Science Fiction and several science fiction novels, and has been nominated three times for the Arthur C Clarke Award. His latest novel is By Light Alone

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